The South Placer Wealth
Management Group Process 

Step 1: Issue Disclosure Statement

You’ll receive a copy of South Placer Wealth Management Group’s disclosure statement, which outlines:

  • Our value proposition

  • Our qualifications and experience

  • How we get paid

  • Our broker-dealer

  • Our locations and contact information

  • Other details about our working relationship

Step 2: Gather Client Information

We’ll ask questions to learn the information we need to help you achieve your goals. We’ll ask about your:

  • Past experiences

  • Expectations

  • Risk assessment

  • Current levels of taxation

  • Estate planning

  • Insurances in place

  • Financial goals 

Step 3: Conduct Needs Analysis

 Our team will match your goal-oriented profile with your:

  • Current tax situation

  • Time horizon

  • Investable assets

  • Life expectancy (with your expected rate of return)

  • Acceptable levels of risk

  • Predictability of success

Step 4: Prepare Written Recommendation

We’ll create a detailed entry and execution plan that includes different strategies and options in written form. Your plan will include:

  • Expected levels of tax-efficient and tax-free investments

  • Acceptable thresholds of individual equity positions

  • Contingency plans for bear markets

Step 5: Present Advice and Client Agreement

We’ll present our written recommendations and explain how we crafted your portfolio entry and execution strategies. We’ll also go over how we’ll keep in contact with you going forward.

Step 6: Implementation

After receiving your approval, we’ll implement your plan and then proceed to the expectation and results phase.

Step 7: Review the Plan

 We’ll periodically sit down with you, at least twice a year at your semiannual performance reviews, to update your information, address any of your concerns and continue in-depth tax and legacy planning. We’ll also invite you to stay connected with us through client workshops and informational events.

Or give us a call at 916.259.1402